CompliTraceAI started with a simple observation: small and medium-sized financial firms deserve the same compliance tools as the big players, without the £100K price tag.
The UK's financial services sector is home to thousands of small firms — independent financial advisers, mortgage brokers, insurance intermediaries — who face the same regulatory obligations as the largest banks. Yet the compliance technology market has largely ignored them.
Enterprise compliance suites cost £50,000-£100,000+ per year. Spreadsheets and manual processes leave firms exposed to regulatory risk. CompliTraceAI was created to bridge this gap: providing AI-powered, FCA-aligned compliance tools at a price that makes sense for smaller firms.
Founded in London, our team combines deep expertise in financial regulation, AI technology, and product design. We believe good compliance should be accessible to everyone.
Former compliance consultant with 10+ years in UK financial regulation. Founded CompliTraceAI to democratise compliance technology.
Experienced engineer specialising in secure, scalable cloud infrastructure and AI/ML systems for regulated industries.
Senior compliance professional with FCA experience, ensuring every feature meets regulatory standards.
Mission: To make enterprise-grade compliance technology accessible and affordable for every UK financial services firm, regardless of size.
Powerful tools should be available to everyone, not just the largest firms.
UK-hosted data, AES-256 encryption, and full GDPR compliance. Your data stays yours.
AI-powered tools that reduce manual work and catch what humans miss.
We succeed when our customers pass their regulatory exams with confidence.